McDaniel, E. R., & Samovar, L. A. (2015). Understanding and Applying Intercultural Communication in the Global Community: The Fundamentals. In L. A. Samovar, R. E., Porter, E. R., McDaniel, & C. S. Roy (Eds.) In Intercultural Communication: A Reader (14th ed.) (pp. 10-16).
If we accept the idea that culture can be viewed as a set of social rules, its purpose becomes self-evident. Cultural rules provide a framework that gives meaning to events, objects, and people. The rules enable us to make sense of our surroundings and reduce uncertainty about the social environment. Recall the first time you were introduced to someone you were attracted to. You probably felt some level of nervousness because you wanted to make a positive impression. During the interaction you may have had a few thoughts about what to do and what not to do. Overall, you had a good idea of the proper courtesies, what to talk about, and generally how to behave. This is because you had learned the proper cultural rules of behavior by listening to and observing others. Now, take that same situation and imagine being introduced to a student from a different country, such as Jordan or Kenya. Would you know what to say and do? Would the cultural rules you had been learning since childhood be effective, or even appropriate, in this new social situation?
Culture also provides us with our identity, or sense of self. From childhood, we are inculcated with the idea of belonging to a variety of groups – family, community, church, sports teams, schools, and ethnicity – and these memberships form some of our different identities. Our cultural identity is derived from our “sense of belonging to a particular cultural or ethnic group” (Lustig & Koester, 2006, p. 3), which may be Chinese, Mexican American, African American, Greek, Egyptian, Jewish, or one or more of many, many other possibilities. Growing up, we learn the rules of social conduct appropriate to our specific cultural group, or groups in the case of multicultural families such as Vietnamese American, Italian American, or Russian American. Cultural identity can become especially prominent during interactions between people from different cultural groups, such as Pakistani Muslim and an Indian Hindu, who have been taught varied values, beliefs, and different sets of rules for social interaction. Thus, cultural identity can be a significant factor in the practice of intercultural communication.
Culture’s Components
While there are many explanations of what culture is and does, there is general agreement on what constitutes its major characteristics. An examination of these characteristics will provide increased understanding of this abstract, multifaceted concept and also offer insight into how communication is influenced by culture.
Culture is Learned. At birth, we have no knowledge of the many societal rules needed to function effectively in our culture, but we quickly begin to internalize this information. Through interactions, observations, and imitation, the proper ways of thinking, feeling, and behaving are communicated to us. Being taught to eat with a fork, a pair of chopsticks, or even one’s fingers is learning cultural behavior. Attending a Catholic mass on Sunday or praying at a Jewish Synagogue on Saturday is learning cultural behaviors and values. Celebrating Christmas, Kwanza, Ramadan, Yom Kippur is learning cultural traditions. Culture is also acquired from art, proverbs, folklore, history, religion, and a variety of other sources. This learning, often referred to an enculturation, is both conscious and subconscious and has the objective of teaching the individual how to function properly within a specific cultural environment.
Culture is Transmitted Intergenerationally. Spanish philosopher George Santayana wrote, “Those who cannot remember the past are condemned to repeat it.” He was certainly not referring to culture, which exists only if it is remembered and repeated by people. You learned your culture from family members, teachers, peers, books, personal observations, and a host of media sources. The appropriate way to act, what to say, and things to value were all communicated to the members of your generation by these many sources. You are also a source for passing these cultural expectations to succeeding generations, usually with little or no variation. Culture represents our link to the past and, through future generations, hope for the future. The critical factor in this equation is communication.
Culture Is Symbolic. Words, gestures, and images are merely symbols used to convey meaning. It is the ability to use these symbols that allows us to engage in the many forms of social intercourse used to construct and convey culture. Our symbol-making ability facilitates learning and enables transmission of meaning from one person to another, group to group, and generation to generation. In addition to transmission, the portability of symbols creates the ability to store information, which allows cultures to preserve what is considered important, and to create a history. The preservation of culture provides each new generation with a road map to follow and a reference library to consult when unknown situations are encountered. Succeeding generations may modify established behaviors or values, or construct new ones, but the accumulation of past traditions is what we know as culture.
Culture Is Dynamic. Despite its historical nature, culture is never static. Within a culture, new ideas, inventions, and exposure to other cultures create change. Discoveries such as the stirrup, gunpowder, the nautical compass, penicillin, and nuclear power are examples of culture’s susceptibility to innovation and new ideas. More recently, advances made by minority groups, the women’s movement, and gay rights advocates have significantly altered the fabric of contemporary U.S. society. Invention of the computer chip, the Internet, and the discovery of DNA have brought profound changes not only to U.S. culture but also to the rest of the world.
Diffusion, or cultural borrowing, is also a source of change. Think about how common pizza (Italian), sushi (Japanese), tacos (Mexican), and tandoori chicken and naan bread (India) are to the U.S. American diet. The Internet has accelerated cultural diffusion by making new knowledge and insights easily accessible. Immigrants bring their own cultural practices, traditions, and artifacts, some of which become incorporated into the culture of their new homeland, for example, Vietnamese noodle shops in the United States, Indian restaurants in England, or Japanese foods in Brazil.
Cultural calamity, such as war, political upheaval, or large-scale natural disasters, can cause change. U.S. intervention in Afghanistan is bringing greater equality to the women of that nation. For better or worse, the invasion of Iraq raised the influence of Shia and Kurdish cultural practices and lessened those of the Sunni. International emergency relief workers responding to the earthquake and tsunami disaster in Japan brought their own cultural practices to the situation, some of which no doubt became intermingled with the cultural practices of the local Japanese.
Immigration is a major source of cultural discussion. Many of the large U.S. urban centers now have areas unofficially, called Little Italy, Little Saigon, Little Tokyo, Korea Town, China Town, Little India, etc. These areas are usually home to restaurants, markets, and stores catering to a specific ethnic group. However, they also serve to introduce different cultural practices to other segments of the population.
Most of the changes, are often topical in nature, such as dress, food preference, modes of transportation, or housing. Values, ethics, morals, the importance of religion, or attitudes toward gender, age, and sexual orientation, which constitute the deep structures of culture, are far more resistant to major change and tend to endure from generation to generation.
Culture Is Ethnocentric. The strong sense of group identity, or attachment, produced by culture can also lead to ethnocentrism, the tendency to view one’s own culture as superior to others. Ethnocentrism can arise from enculturation. Being continually told that you live in the greatest country in the world or that the United States is “exceptional,” or that your way of life is better than those of other nations, or that your values are superior to those of other ethnic groups can lead to feelings of cultural superiority, especially among children. Ethnocentrism can also result from a lack of contact with other cultures. If exposed only to a U.S. cultural orientation, it is likely that you would develop the idea that your way of life was superior, and you would tend to view the rest of the world from that perspective.
An ability to understand or accept different ways and customs can also provoke feelings of ethnocentrism. It is quite natural to feel at ease with people who are like you and adhere to the same social norms and protocols. You know what to expect, and it is usually easy to communicate. It is also normal to feel uneasy when confronted with new and different social values, beliefs, and behaviors. You do not know what to expect, and communication is probably difficult. However, to view or evaluate those differences negatively simply because they vary from your expectations is a product of ethnocentrism, and an ethnocentric disposition is detrimental to effective intercultural communication.
There are a number of culture related components important in the study of intercultural communication. These include (1) perception, (2) patterns of cognition, (3) verbal behaviors, (4) nonverbal behaviors, and (5) the influence of context. Although each of these components will be discussed separately you must keep in mind that in an intercultural setting, all become integrated and function at the same time.
Perception
Every day we encounter an overwhelming amount of varied stimuli that we must cognitively process and assign a meaning. This procedure of selecting, organizing and evaluating stimuli is referred to as perception. The volume of environmental stimuli is far too large for us to pay attention to everything, so we select only what is considered relevant or interesting. After determining what we will attend to, the next step is to organize the selected stimuli for evaluation. Just as in this book, the university library, media news outlets, or Internet web sites, information must be given a structure before it can be interpreted. The third step of perception then involves evaluating and assigning meaning to the stimuli.
A common assumption is that people conduct their lives in accordance with how they perceive the world, and these perceptions are strongly influenced by culture. In other words, we see, hear, feel, taste, and even smell the world through the criteria that culture has placed on our perceptions. Thus, one’s idea of beauty, attitude toward the elderly, concept of self in relation to others, and even what tastes good and bad are culturally influenced and can vary among social groups. For example, Vegemite is a yeast extract spread used on toast and sandwiches that is sometimes referred to as the “national food” of Australia. Yet, few people other than those from Australia or New Zealand like the taste, or even the smell, of this salty, dark paste spread.
As you would expect, perception is a critical aspect of intercultural communication, because people from dissimilar cultures frequently perceive the world differently. Thus, it is important to be aware of the relevant socio-cultural elements that have a significant and direct influence on the meanings we assign to stimuli. These elements represent our belief, value, and attitude systems and our worldview.
Beliefs, Values, and Attitudes. Beliefs can be defined as individually held subjective ideas about the nature of an object or event. These subjective ideas are, in large part, a product of culture, and they directly influence our behaviors. Bull fighting is generally thought to be cruel and inhumane by most people in the United States but many people in the Spain and Mexico consider it part of their cultural heritage. Strict adherents of Judaism and Islam believe eating pork is forbidden, but in China, pork is staple. In religion, many people believe there is only one god but others pay homage to multiple deities.
Values represent those things we hold important in life, such are morality, ethics, and aesthetics. We use values to distinguish between the desirable and the undesirable. Each person has a set of unique personal values and a set of cultural values. The latter are a reflection of the rules a culture has established to reduce uncertainty, lessen the likelihood of conflict, help in decision making, and provide structure to social organization and interactions. Cultural values are a motivating force behind our behaviors. Someone from a culture that places a high value on harmonious social relations, such as Korea and Japan, will likely employ an indirect communication style. In contrast, a U.S. American can be expected to use a more direct style because frankness, honesty, and openness are valued.
Our beliefs and values push us to hold certain attitudes, which are learned tendencies to act or respond in a specific way to events, objects, people, or orientations. Because culturally instilled beliefs and values exert a strong influence on attitudes, people tend to embrace what is liked and avoid what is disliked. Someone from a culture that considers cows sacred will surely take a negative attitude toward your invitation to have an Arby’s roast beef sandwich for lunch.
Worldview. Although quite abstract, the concept of worldview is among the most important elements of the perceptual attributes influencing intercultural communication. Stated simply, worldview is what forms an individual’s orientation toward such philosophical concepts as God, the universe, nature, and the like. Normally, worldview is deeply imbedded in one’s psyche and usually operates on a subconscious level. This can be problematic in an intercultural situation, where conflicting worldviews can come into play. As an example, many Asian and Native North American cultures hold a worldview that people should have a harmonious, symbiotic relationship with nature. In contrast, Euro-Americans are instilled with the concept that people must conquer and mold nature to conform to personal needs and desires. Individuals from nations possessing these two contrasting worldviews could well encounter difficulties when working to develop an international environmental protection plan. The concept of democracy, with everyone having an equal voice in government, is an integral part of the U.S. worldview. Contrast this with Afghanistan and parts of Africa where the worldview holds that one’s tribe or clan takes precedence over the central government.
Cognitive Patterns
Another important consideration in intercultural communication is the influence of culture on cognitive thinking patterns, which include reasoning and approaches to problem solving. Culture often produces different ways of knowing and doing. Research by Nisbett (2003) has demonstrated that Westerners use a linear, cause-and-effect thinking process, which places considerable value on logical reasoning and rationality. Thus, problems can be best solved by a systematic, in-depth analysis of each component, progressing individually from the simple to the more difficult. In contrast, Nisbett’s research disclosed that Northeast Asians (Chinese, Japanese, and Koreans) employ a holistic thinking pattern. They see problems as much more complex and interrelated, requiring a greater understanding of, and emphasis on, the collective rather than focusing separately on individual parts.
A culture’s normative thought patterns will influence the way individuals communicate and interact with each other. However, what is common in one culture may be problematic in another culture. As an illustration, in Japanese-U.S. business negotiations, the Japanese have a tendency to reopen previously discussed issues that the U.S. side considers resolved. United States negotiators find this practice to be frustrating and time consuming, believing that once a point has been agreed upon, it is completed. From the Japanese holistic perspective, however, new topics can have an influence on previously discussed points (McDaniel, 2000). This example demonstrates the importance of understanding that variant patterns of cognition exist and the need to learn how to accommodate them in an intercultural communication encounter.
Nonverbal Behavior
Another critical factor in intercultural communication is nonverbal behavior, which includes gestures, facial expressions, eye contact and gaze, posture and movement, touch, dress, silence, the use of space and time, objects and artifacts, and paralanguage. These nonverbal activities are inextricably intertwined with verbal behaviors and often carry as much or more meaning than the actual spoken words. As with language, culture also directly influences the use of, and meanings assigned to, nonverbal behavior. In intercultural communication, inappropriate or misused nonverbal behaviors can easily lead to misunderstandings and sometimes result in insults. A comprehensive examination of all nonverbal behavior is beyond the scope of this chapter, but we will draw on a few culturespecific examples to demonstrate their importance in intercultural communication exchanges.
Nonverbal greeting behaviors show remarkable variance across cultures. In the United States, a firm handshake among men is the norm, but in some Middle Eastern cultures, a gentle grip is used. In Mexico, acquaintances will often embrace (abrazo) each other after shaking hands. Longtime Russian male friends may engage in a bear hug and kiss each other on both cheeks. People from Japan and India traditionally bow to greet each other. Japanese men will place their hands at the side of the body and bow from the waist, with the lower-ranking person bowing first and dipping lower that the other person. Indians will perform the namaste, which entails holding the hands together in a prayer-like fashion at mid-chest while slightly bowing the head and shoulders.
Eye contact is another important culturally influenced nonverbal communication behavior. For U.S. Americans, direct eye contact is an important part of making a good impression during an interview. However, in some cultures, direct eye contact is considered rude or threatening. Among some Native Americans, children are taught to show adults respect by avoiding eye contact. When giving a presentation in Japan, it is common to see people in the audience with their eyes shut, because this is thought to facilitate listening. (Try it – you may be surprised.) How a person dresses also sends a strong nonverbal message. What are your thoughts when you see an elderly woman wearing a hijab, a Jewish boy with yarmulke, or a young black man in a colourful dashiki?
Nonverbal facial and body expressions, like language, form a coding system for constructing and expressing meaning, and these expressions are culture bound. Through culture, we learn which nonverbal behavior is proper for different social interactions. But what is appropriate and polite in one culture may be disrespectful or even insulting in another culture. People engaging in intercultural communication, therefore, should try to maintain a continual awareness of how body behaviors may influence an interaction.
Contextual Influences
We have defined culture as a set of rules established and used by a group of people to conduct social interactions. These rules determine what is considered correct communicative behavior, including both verbal and nonverbal elements, for both physical and social (situational) contexts. For example, you would not normally attend a funeral wearing shorts and tennis shoes or talk on your cell phone during the service. Your culture has taught you that these behaviors are contextually inappropriate (i.e., disrespectful).
Context is also an important consideration in intercultural communication interactions, where the rules for specific situations usually vary. What is appropriate in one culture is not necessarily correct in another. As an example, among most White U.S. Americans, church services are relatively serious occasions, but among African American congregations, services are traditionally more demonstrative, energetic gatherings. In a restaurant in Germany, the atmosphere is usually somewhat subdued, with customers engaging in quiet conversation. In Spain, however, the conversation is much louder and more animated. In U.S. universities, students are expected to interactively engage the instructor, but in Japan the expectation is that the instructor will simply lecture, with very little or no interaction.
In these examples, we see the importance of having an awareness of the cultural rules governing the context of an intercultural communication exchange. Unless all parties in the exchange are sensitive to how culture affects the contextual aspects of communication, difficulties will most certainly arise and could negate effective interaction.